| name | security-and-compliance |
| description | Evaluate security posture and regulatory compliance for a system architecture. Produces .forge/security.md with auth model, data isolation, PII inventory, regulatory requirements, encryption audit, vendor assessment, certification roadmap, and STRIDE threat model. Use when user mentions "security review", "compliance", "SOC 2", "GDPR", "PII", "threat model", or the system handles sensitive data. |
Security and Compliance
Overview
Read .forge/architecture.md and .forge/contracts/ to produce .forge/security.md — a comprehensive security and compliance assessment. The output must identify every data store, every trust boundary, and every regulatory requirement before any code is written.
When to Use
.forge/architecture.md exists and the system handles user data- Regulatory requirements apply (GDPR, CCPA, SOC 2, HIPAA, PCI-DSS)
- System has multi-tenant data or PII
- Pre-launch security gate or investor due diligence
When NOT to Use
- No architecture exists — run
architecture-and-contracts first
- Looking for code-level vulnerabilities — use
code-review-and-quality security axis
- Emergency security incident — that's incident response, not planning
Common Rationalizations
| Thought | Reality |
|---|
| "We'll handle security after MVP" | Security retrofits cost 10x. Design it in now |
| "We don't have PII" | Email addresses are PII. User IDs linked to behavior are PII. Audit first |
| "Our cloud provider handles compliance" | Shared responsibility model — your provider secures infra, you secure data and access |
| "SOC 2 is only for enterprise sales" | Any B2B buyer with a security team will ask. Start the roadmap early |
| "Encryption at rest is enough" | Encryption without key management is theater. Who holds the keys? |
Red Flags
- No data classification scheme (what's sensitive vs. public)
- Multi-tenant system with no Row-Level Security or tenant isolation plan
- PII inventory is empty ("we don't store PII" without audit)
- Vendor list has no security assessment
- Threat model is missing or covers fewer than 5 attack vectors
- "We'll encrypt everything" without specifying what, how, and who manages keys
Core Process
Step 1: Authentication model
Define: identity provider, session management, token format, expiry policy, MFA requirements, credential storage. Map auth flow for every user type in the PRD.
Step 2: Data isolation
For multi-tenant systems: tenant isolation strategy (separate DBs, shared DB with RLS, schema-per-tenant). For single-tenant: user-level access controls. Document: how is tenant A prevented from seeing tenant B's data?
Step 3: PII inventory
Audit every data store. For each:
- What PII is stored (name, email, phone, address, payment, behavioral)
- Retention policy (how long, deletion trigger)
- Access controls (who can read, who can write)
- Encryption status (at rest, in transit)
Step 4: Regulatory scan
Based on the PII inventory and target market:
- Which regulations apply (GDPR, CCPA, HIPAA, PCI-DSS, SOC 2)?
- What consent mechanisms are required?
- What data subject rights must be supported (access, deletion, portability)?
- What breach notification requirements exist?
Step 5: Encryption audit
For each data flow and store:
- In transit: TLS version, certificate management
- At rest: encryption algorithm, key management (who holds keys, rotation policy)
- Application-level: field-level encryption for highly sensitive data
Step 6: Vendor assessment
Every third-party service or API:
- What data do they receive?
- What is their security posture (SOC 2, ISO 27001, BAA)?
- What happens to data if the vendor is breached?
- Is there a DPA (Data Processing Agreement)?
Step 7: Certification roadmap
Based on regulatory scan and sales requirements:
- Which certifications to pursue and in what order
- Timeline and estimated cost
- Gaps between current posture and certification requirements
Step 8: STRIDE threat model
For each trust boundary in the architecture:
- Spoofing: can an attacker impersonate a user or service?
- Tampering: can data be modified in transit or at rest?
- Repudiation: can actions be denied without audit trail?
- Information disclosure: can unauthorized parties access sensitive data?
- Denial of service: can the system be overwhelmed?
- Elevation of privilege: can a user gain unauthorized access?
Prioritize by likelihood × impact. Top 5 threats get specific mitigations.
Output
Write .forge/security.md with all sections above.
After writing: "Security assessment written to .forge/security.md."
Verification
