| name | event-monitor |
| description | Scan watchlist/portfolio names for position-relevant events over a window — announcements, earnings pre-announcements, share pledges, lockup expiries, holder changes, litigation, regulatory actions — and rank them by severity. Triggers on "事件监控", "有什么公告", "解禁", "质押", "风险事件", "watch for events", "监控持仓风险". |
Position Event Monitor
Event-driven scan of a name list. Output is ranked by severity, not by name order.
Workflow
Step 1: Scope
Load the watchlist (or take names inline). Default window: since previous scan date if recorded in the list file's notes, else last 5 trading days. Confirm the window in the output header.
Step 2: Scan per name — disclosed events first
Per name, in this order (merge and dedupe):
- 公司事件 —
wind-stock.get_stock_events（question = 简称 + 单一事件类型 + 窗口；限售解禁不在此工具，见下条）: 业绩预告/快报、解禁、增减持、分红、股权激励、再融资、股权质押公告。这是一张结构化事件表(带解禁日期、质押公告日、重组进度等列),优于在公告正文里语义检索——一次一种事件类型,多主题堆叠会漏匹配。
- 风险面 — 万得
wind-stock.get_stock_events 已含股权质押公告;商誉与大股东质押变动可经 get_stock_financials 取质押比例、商誉金额;for suspected credit/legal issues on the issuer, hand off to vet-companies — its 天眼查 link owns 涉诉/失信/行政处罚 records.
- 新闻/公告 — 万得
wind-docs.get_financial_news / wind-docs.get_company_announcements(无日期参数,窗口写进 query 后自筛);需要按档位召回第三方信息时才走金融垂搜 finance-search.finance_search(有 date_from/date_to)。
One name per query (use 简称, not inline ticker). A name with zero events is reported once in a "检索范围内未发现事件" line, not omitted silently.
Step 3: Classify severity
- 🔴 高 — 需要立刻看（决策前须澄清）: 立案调查/行政处罚、核心高管被查、违约、非标审计意见、大股东质押爆仓风险、业绩预告大幅低于/高于预期。
- 🟡 中 — 需要跟踪（记录并观察）: 大股东减持计划、限售解禁临近(30天内)、再融资、重大合同、诉讼进展、评级变动、龙虎榜异常席位。
- ⚪ 低·信息 — 知悉即可: 常规分红、例行公告、小额回购进展。
Across tiers, when several events compete for attention, order by how directly each forces a decision: 立案调查/处分 > 业绩预告变脸 > 大股东减持/质押平仓风险 > 限售解禁 > 龙虎榜异常席位 — the tier gives the grade, this ordering breaks ties in presentation. Severity is judged against position relevance — a routine item on a 10% weight beats a colorful headline on a 0.5% weight. Grade the event, never the holding, and surface at most three 🔴 up front; the rest go in the body.
Step 4: Output
Short-form is Markdown in-session. If the user asks for a file, the monitor table goes to .xlsx via xlsx-author as a Class B workbook — the 来源 worksheet plus a 来源编号 column on the event rows, with the window and the three coverage states in the 口径与局限 block. A written event brief goes to PDF via report-render; never hand-roll it, because a hand-rolled PDF does not emit [n] as link annotations. 用户要 Word 时同样走 report-render（DocxReport，与 Report 同一套调用）——要出 Word 就先载入 report-render 技能，再动手建；手搓 python-docx / docx-js 会丢掉标签配色、[n] 跳转与封面页，机制与实测记录在那个技能里，不在这里重述。
**事件监控 — [清单名]**（窗口: [起]—[止], 检索于 [时间戳]）
🔴 高 [标的] — [事件一句话] · [日期] [n]
影响: [一两句,含数字须有来源;自行推导的比例标 [测算],自行的判断标 [推断]]
🟡 中 ...
⚪ 低·信息 [标的A/B/C]: [归并的一行]
检索范围内未发现事件: [标的列表]
**覆盖范围与局限**: 检索于 [时间戳],窗口 [起]—[止]。覆盖清单内 [N] 只的公告、公司事件、风险面指标与新闻。本次未覆盖: [源不可用的标的/检查项与原因,以及它们本应覆盖的内容]。"检索范围内未发现事件"指上述源在该窗口内无记录,不等同于无事发生——公告与判决上网均有滞后。
## 来源
[n] 〔一手|二手〕发布主体 · 文档或系统名 · 日期(发布日; 检索于) · URL
Step 5: Guardrails
- Never infer an event that no source discloses; rumors from news are
[媒体] until a disclosed record corroborates them, at which point they become [披露] and cite that record.
- State the exact window scanned (the
date_from/date_to passed to finance-search.finance_search, or the date phrase in the announcement/news query).
- If the user wants this recurring (每天收盘后/每周一早), set it up with the host's scheduler and note the cadence — do not silently promise future scans.
- A source that errored, timed out, or does not cover an entity type is
源不可用 and named as such — never folded into 未发现, which would overstate coverage.
[n] markers map one-to-one to ## 来源 entries. 〔一手|二手〕 is mandatory; a 二手 entry names what it relays. An announcement pulled from a terminal with no separate publication date carries 检索于 [date].
