testing-ics-ot-protocols

name	testing-ics-ot-protocols
description	Safely assess industrial control system and OT networks and their protocols (Modbus, DNP3, S7comm, EtherNet/IP-CIP, OPC UA, IEC 60870-5-104, BACnet) using a passive-first, safety-gated methodology aligned to the Purdue model and IEC 62443. Use when mapping an OT network, evaluating IT/OT segmentation and zone/conduit rules, or inventorying industrial assets — where a probe that is routine on IT can crash a PLC or trip a safety system. Availability and physical safety outrank data completeness, always.
verified	2026-08-08T00:00:00.000Z

Testing ICS / OT Protocols

In OT, a scan is not free. The same TCP connect or version probe that IT devices shrug off can hang a legacy PLC, disrupt a safety instrumented system (SIS), or cause physical process upset — and the cost is measured in downtime, damaged equipment, or human safety, not a reset service. So the default is to listen, not to ask, and to ask only after a change-management approval, a maintenance window, and lab validation against the exact device model. Completeness of vulnerability data is subordinate to keeping the process running and people safe.

This skill is passive-first and defensive by default. Active interaction with Level 0-1 field devices and any SIS is out of bounds without a documented safety review and the customer's safety officer in the loop — this is a hard rule under AGENTS.md, not a preference. Confirm the exact in-scope subnets, asset list, and blackout windows before any capture begins.

When to Use

• Mapping an OT/ICS network and inventorying industrial assets non-disruptively
• Evaluating IT/OT convergence: segmentation, zone/conduit rules, DMZ, data diodes
• Reviewing industrial-protocol exposure (unauthenticated Modbus writes, cleartext OPC UA)
• Baselining OT traffic so anomalies become detectable later
• Reviewing firewall rules between Purdue levels against an IEC 62443 model

When NOT to Use

• IT service enumeration (SMB/SSH/RDP/HTTP on Level 3.5+ business hosts) — use enumerating-network-services; those are IT assets even when they sit near OT
• Working through a captured OT pcap in depth — use analyzing-network-traffic; this skill decides what to capture and how safely, that one dissects it
• Building detections for OT traffic — use engineering-detections and writing-sigma-rules
• A suspected compromise or safety event in the plant — stop and use responding-to-incidents; escalate to the safety officer immediately
• Any active probing of PLCs, RTUs, or SIS without a signed safety review — refuse and escalate; there is no non-destructive default that makes this safe on live field devices

Safety Tiers (choose the lowest that answers the question)

Tier	Action	Risk	Gate	Noise
1	Passive capture on SPAN/TAP; protocol DPI; fingerprinting	None	In-scope confirmation	QUIET
2	Native protocol read (Modbus FC43 device ID, S7 SZL read, CIP Identity)	Minimal	Change approval + maintenance window + lab-validated	MODERATE
3	OT-safe active scan, Level 2+ only, SIS excluded	Low–moderate	Written approval + rollback + safety officer	LOUD

Never run Tier 2/3 against Levels 0-1. Never use default Nessus/Nmap aggressive profiles on OT. Never fuzz an industrial protocol on a live system. Never write PLC logic or firmware. If a device stops responding, stop and invoke the rollback procedure — do not "try one more thing."

Passive First (Tier 1 — QUIET)

Get a mirror port from the plant network team; do not insert an inline tap on a live process link yourself. Then observe:

# Baseline capture on the SPAN interface — bounded, no injection
tcpdump -i span0 -w ot_baseline_$(date -u +%Y%m%d_%H%M%S).pcap -G 3600 -W 24

# Industrial-protocol breakdown, read-only
tshark -r ot_baseline_*.pcap -q -z io,phs          # protocol hierarchy
tshark -r ot_baseline_*.pcap -Y 'modbus'  -T fields -e ip.src -e ip.dst -e modbus.func_code
tshark -r ot_baseline_*.pcap -Y 's7comm'  -T fields -e ip.src -e ip.dst -e s7comm.param.func

Passive OT platforms (Nozomi Guardian, Dragos Platform, Claroty xDome) and Grassmarlin do asset discovery and vulnerability inference from mirrored traffic alone — prefer them over any active probe. From the baseline you can already find unauthenticated protocols, flat topology, cross-zone flows, and cleartext OPC UA without sending a single packet to a controller.

Industrial Protocols and Ports

Protocol	Port	Watch for
Modbus/TCP	502	Unauthenticated reads/writes (FC 5/6/15/16), writes from non-engineering hosts
S7comm / S7comm+	102	Stop/start CPU, program upload/download from unexpected sources
EtherNet/IP + CIP	44818, 2222	ForwardOpen to controllers, identity enumeration
OPC UA	4840	SecurityMode=None, anonymous sessions, cleartext
DNP3	20000	Unsolicited responses, function-code anomalies, no secure authentication
IEC 60870-5-104	2404	Command frames (C_SC/C_DC) from outside the control zone
BACnet	47808/udp	Who-Is/I-Am sweeps, writable objects
HART-IP	5094	Field-device access over IP

Purdue Model and Zone/Conduit Review (Tier 1 analysis)

Place every observed asset in a Purdue level and test the flows against an IEC 62443 zone/conduit model. Active permission rises with the level:

• Level 0-1 (sensors, actuators, PLCs, RTUs, SIS) — passive only, no exceptions
• Level 2 (HMIs, engineering workstations) — limited Tier 2 with approval
• Level 3 (historians, OPC/app servers) — Tier 3 permitted with approval
• Level 3.5 (OT DMZ, data diodes, jump hosts) / Level 4 (enterprise IT) — standard IT testing applies

High-severity flows to hunt for in the baseline: any Level 4 to Level 0-3 path that bypasses the DMZ, any internet-to-OT reachability, Level 3 to Level 0-1 direct control traffic, and unauthenticated write function codes crossing a zone boundary. Cross-reference findings to IEC 62443 and NIST SP 800-82r3, and cite real control IDs only.

Rationalizations to Reject

• "A quick Nmap won't hurt one PLC." Legacy controllers have crashed on a single unexpected packet. "Quick" is how outages start in OT.
• "The vendor says it's robust." Get that in writing tied to the exact firmware, and still prefer passive. Warranty and safety are the operator's to certify, not yours to assume.
• "Passive missed some assets, so I'll actively sweep." Name the gap and request a Tier 2 window for those specific devices — do not broaden to an active sweep.
• "The SIS is in scope per the ROE." Safety systems still require a documented safety review and the safety officer present. Scope on paper does not override the safety gate.
• "It stopped responding but came back." That is a reportable near-miss. Stop, document, and escalate before continuing.

Deliverable

# Finding <OT-###>           Date: <UTC>   Assessor: <name>
Title:            <e.g. Unauthenticated Modbus writes cross L3->L1 boundary>
Asset / zone:     <device, IP, Purdue level, protocol>
Method / tier:    <Tier 1 passive / Tier 2 read — window + approver>
Standard:         <IEC 62443 SR / NIST SP 800-82r3 control>   ATT&CK (ICS): <T####>
Severity:         <CVSS + process-safety impact>
Evidence:         <pcap slice, asset-list export — timestamped, read-only>
Impact:           <process/safety consequence, not just data>
Remediation:      <segmentation, auth, monitoring — named owner + window>
Detection:        <OT-monitoring signal that would flag it>

Save captures as {tool}_{target}_{YYYYMMDD_HHMMSS}.pcap and log assets and findings via maintaining-engagement-state. ATT&CK for ICS IDs relevant here (T0842 Network Sniffing, T0846 Remote System Discovery, T0855 Unauthorized Command Message, T0836 Modify Parameter, T0816 Device Restart/Shutdown) — re-verify against the current ATT&CK for ICS release before citing.

Reading External Sources

Fetch vendor advisories, CISA ICS advisories, and standards summaries as Markdown:

curl -sL "https://defuddle.md/<url>"      # scheme in the path is optional

Never route plant/engagement hosts or OT device addresses through it — the request leaves your machine to a third party, and OT infrastructure must not be exposed to external services. Fetch JSON/API responses raw.

References

• enumerating-network-services — IT hosts at Level 3.5/4 around the OT network
• analyzing-network-traffic — deep dissection of the captures this skill collects
• responding-to-incidents — the handoff when a compromise or safety event is suspected
• IEC 62443 (zones/conduits), NIST SP 800-82r3 (OT security), MITRE ATT&CK for ICS
• Nozomi Guardian, Dragos, Claroty xDome, Grassmarlin, Wireshark/tshark, tcpdump