oidc-auth

name	oidc-auth
description	Context for Karapace's OIDC + basic-auth implementation across Schema Registry (SR) and REST Proxy (RP). Use when working on token validation, JWKS, token forwarding from RP to SR, schema-client cache partitioning, role-based authz, or basic-auth coexistence. Triggers - files under src/karapace/api/oidc/, src/karapace/api/middlewares/, src/karapace/core/auth.py, src/karapace/core/serialization.py (sr_authorization_ctx, _token_fingerprint), src/karapace/kafka_rest_apis/__init__.py (publish/fetch gates), or any change to sasl_oauthbearer_* config. Use when this capability is needed.
metadata	{"author":"Aiven-Open"}

Karapace OIDC & Auth — Architecture Reference

Karapace ships two services (Schema Registry on FastAPI, REST Proxy on aiohttp) with three independent auth systems that interact in specific ways:

1. SR OIDC — SR validates bearer JWTs against the IdP's JWKS endpoint (authn) and optionally enforces role-based authz.
2. SR Basic Auth — file-based users + ACLs, selected when registry_authfile is set; coexists with OIDC but the two don't run together in the same request pipeline.
3. RP OIDC pass-through — RP does not validate tokens itself. Kafka brokers validate OAUTHBEARER tokens for topic ops; SR validates the same token for schema ops. RP only forwards the inbound Authorization header to SR.

This file is the load-bearing context for those flows. Anchors below are file paths + symbol names (class/function/identifier) — line numbers are deliberately omitted because they rot. When you need a precise location, grep for the symbol.

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1. SR OIDC — Token Validation

Files

• src/karapace/api/oidc/middleware.py — OIDCMiddleware (validation + authz)
• src/karapace/api/middlewares/__init__.py — HTTP middleware that runs the gate (_authenticate_and_authorize, setup_middlewares)

Validation flow — OIDCMiddleware.validate_jwt

1. PyJWKClient.get_signing_key_from_jwt(token) fetches the signing key (cached).
2. jwt.decode() with:
   • algorithms=["RS256","RS384","RS512"] (hardcoded, RSA only)
   • audience — comma-separated sasl_oauthbearer_expected_audience is split into a list
   • issuer — sasl_oauthbearer_expected_issuer
   • options={"require": ["exp","iss","aud"]} — PyJWT does not require these by default; we do, explicitly.
3. ExpiredSignatureError → custom TokenExpiredError (subclass of AuthenticationError) so the 401 reason can say "Token expired" vs. "Invalid token/payload".

JWKS client cache — OIDCMiddleware.__init__ (self._jwks_client)

PyJWKClient(self.jwks_url, cache_keys=True, lifespan=300, max_cached_keys=16)

• lifespan=300 caps how long a key stays cached after IdP key rotation/revocation.
• max_cached_keys=16 — IdPs typically expose 1-3; 16 is generous.

HTTPS enforcement — OIDCMiddleware.__init__ (search for allow_insecure_jwks)

JWKS over plain HTTP is rejected unless sasl_oauthbearer_allow_insecure_jwks=true (dev-only override; logs a loud warning). Reason: an in-path attacker could swap signing keys and forge valid tokens.

Subject exposure — _authenticate_and_authorize (search for request.state.user)

After validation, only the configured subject claim (claim_name, default "sub") is set on request.state.user. The full payload is intentionally not exposed to handlers — prevents downstream code from picking up attacker-controlled claims like roles and using them for authz decisions.

Skip paths — setup_middlewares (search for skip_auth_paths)

• Always skipped: /docs, /docs/oauth2-redirect, /redoc, /openapi.json
• Configurable skip: sasl_oauthbearer_skip_auth_paths (default ["/_health", "/metrics"])

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2. SR OIDC — Authorization (RBAC)

Flow — OIDCMiddleware.authorize_request

• Off when sasl_oauthbearer_authorization_enabled=false — returns True immediately.
• Looks up allowed roles for the request method in sasl_oauthbearer_method_roles, e.g. {"GET": ["reader","admin"], "POST": ["admin"], ...}.
• Extracts user roles via sasl_oauthbearer_roles_claim_path (dot-path, e.g. realm_access.roles). Supports [client_id] token in the path that gets replaced with sasl_oauthbearer_client_id (Keycloak resource_access.<client>.roles style).
• Mismatch (or any misconfig) → 403 with the same body as a real role mismatch. This is intentional — an attacker with a valid token must not be able to distinguish "bad config" from "missing role" via response differences.

Required config when authz is on (OIDCMiddleware.__init__)

• sasl_oauthbearer_client_id
• sasl_oauthbearer_roles_claim_path

Missing either → ValueError at startup (fail-closed).

Backwards-compat shim — Config._enforce_authn_when_authz_enabled

If sasl_oauthbearer_authorization_enabled=true but sasl_oauthbearer_authentication_enabled=false, we auto-enable authn and log a deprecation warning. Authz without authn is meaningless; the prior single-flag config is preserved with a warning so operators migrate.

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3. RP → SR Token Forwarding

This is the heart of the recent work (commit 27b61e11 "Handle token fwd from rest proxy to sr", merged 2026-05-20 in PR #1287). Read this section before touching anything that crosses the RP/SR boundary.

The contextvar — sr_authorization_ctx in src/karapace/core/serialization.py

sr_authorization_ctx: contextvars.ContextVar[str | None] = contextvars.ContextVar("sr_authorization", default=None)

• Asyncio-safe per-request slot. Threads/locals don't work because asyncio runs many coroutines on one thread.
• None (default) means "no forwarded token" → SchemaRegistryClient falls back to session_auth (the registry_user/registry_password basic-auth pair), which is the legacy behavior.

Where the contextvar is set (RP side, src/karapace/kafka_rest_apis/__init__.py)

Only two entry points set it, both gated on config.sasl_oauthbearer_authentication_enabled:

• UserRestProxy.publish()
• UserRestProxy.fetch()

To find every site, grep: rg 'sr_authorization_ctx\.set'.

if self.config.sasl_oauthbearer_authentication_enabled:
    sr_authorization_ctx.set(request.headers.get("Authorization"))

Why only these two? They're the RP endpoints that internally trigger schema lookups via SchemaRegistryClient. Other RP endpoints (offsets, broker info, consumer create/delete, etc.) don't reach the schema client, so forwarding would be wasted. If you add a new RP endpoint that hits the schema client, set the contextvar there too — there's a comment on the contextvar reminding you of this list.

Where the contextvar is read (SR client side, src/karapace/core/serialization.py)

• _authorization_headers() — returns {"Authorization": auth} or None.
• All SchemaRegistryClient outbound calls merge it into headers:
  • post_new_schema() — merges with Content-Type: application/vnd.schemaregistry.v1+json (the merge matters: Client.post only injects the vendor content-type when headers is falsy; if you pass auth without merging, the request silently demotes to application/json).
  • _get_schema_recursive() and get_schema_for_id() — pass headers=_authorization_headers().

To audit every call site, grep: rg '_authorization_headers\('.

What "RP doesn't validate" actually means

RP only decodes the JWT without verifying the signature to read exp — see get_expiration_timestamp_from_jwt in src/karapace/kafka_rest_apis/authentication.py:

jwt.decode(token, options={"verify_signature": False}).get("exp")

This exp is used only to evict the per-user proxy when the token expires. SR's sasl_oauthbearer_* validation fields don't apply on RP — Kafka validates signature/issuer/audience at the broker, SR validates them again for schema ops.

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4. Schema-Client Cache Partitioning by Token Fingerprint

Why

The SchemaRegistryClient LRU caches (subject, version) → (id, schema, version). Without partitioning, a request with no auth could hit a cache slot warmed by an authenticated request — effectively bypassing SR's gate. Conversely, two principals with different roles must not share a slot.

Fingerprint — _token_fingerprint() in src/karapace/core/serialization.py

def _token_fingerprint() -> str:
    auth = sr_authorization_ctx.get()
    if not auth:
        return ""
    return hashlib.sha256(auth.encode("utf-8")).hexdigest()[:16]

• SHA-256, truncated to 16 hex chars. Never log the raw token; never store the raw token in the LRU.
• Empty string is the sentinel for unauthenticated (covers session_auth fallback paths).

Cache key

(subject, version, _token_fingerprint()) → (SchemaId, ValidatedTypedSchema, Version)

Per-instance decoration so cache size is configurable:

self._get_schema_cached = alru_cache(maxsize=cache_maxsize)(self._get_schema_cached)

Tunable

Config.schema_registry_client_cache_maxsize (default 100). Raise for multi-tenant deployments — each principal gets its own cache slot per (subject, version), so heavy fan-out can blow the LRU.

Known limitation

Cache does not invalidate on token revocation — schema bytes are immutable, so a cached (subject, version, fp) entry is still correct material; it just means a revoked token's cache entry will live up to the LRU eviction window. SR re-validates the token on every request before any cache lookup happens (the gate runs in HTTP middleware, before the route handler), so this is benign for authn purposes.

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5. SR Basic Auth (Coexistence)

Files

• src/karapace/core/auth.py — HTTPAuthorizer, User, ACLEntry, Operation
• src/karapace/core/config.py — get_authorizer (selector)

Selection — get_authorizer

return http_authorizer if config.registry_authfile else no_auth_authorizer

• registry_authfile set → HTTPAuthorizer (basic auth from JSON file).
• Unset → NoAuthAndAuthz (no-op).

Auth file format (auth.py)

{
  "users": [
    {"username": "...", "algorithm": "sha512", "salt": "...", "password_hash": "..."}
  ],
  "permissions": [
    {"username": "...", "operation": "Read|Write", "resource": "<regex>"}
  ]
}

• Algorithms: sha1, sha256, sha512, scrypt.
• Write implies Read. resource is a regex pattern matched against the resource path.
• File is hot-reloaded via watchfiles.awatch() — edits take effect without restart.

Basic Auth ↔ OIDC orthogonality

• They are independent systems — different config paths, different code paths.
• OIDC runs as Starlette HTTP middleware (before routing).
• Basic Auth runs through the FastAPI dependency injection layer in route handlers.
• A deployment can enable either, both (technically), or neither. In practice, OIDC-on deployments don't set registry_authfile. Tests use distinct fixtures: registry_async_client_oidc (Bearer) vs registry_async_client_basic (BasicAuth).

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6. Config Reference — fields on Config in src/karapace/core/config.py

Field	Default	Purpose
sasl_oauthbearer_authentication_enabled	False	Master switch for SR OIDC validation gate AND for RP→SR token forwarding gate
sasl_oauthbearer_authorization_enabled	False	Adds RBAC check after authn
sasl_oauthbearer_jwks_endpoint_url	None	JWKS endpoint; required if either flag above is on
sasl_oauthbearer_allow_insecure_jwks	False	Dev-only escape hatch for HTTP JWKS
sasl_oauthbearer_expected_issuer	None	Required when JWKS is set
sasl_oauthbearer_expected_audience	None	Comma-separated list; required when JWKS is set
sasl_oauthbearer_sub_claim_name	"sub"	Claim to expose as request.state.user
sasl_oauthbearer_client_id	None	Required for authz; substituted into [client_id] in roles path
sasl_oauthbearer_roles_claim_path	None	Dot-path to roles list in JWT
sasl_oauthbearer_method_roles	{GET/POST/PUT/DELETE: []}	Per-method allowed roles
sasl_oauthbearer_skip_auth_paths	["/_health","/metrics"]	Bypass paths
sasl_oauthbearer_leeway_seconds	0	Clock-skew tolerance for exp/nbf/iat (must be >= 0)
sasl_oauthbearer_require_access_token_typ	False	Require header typ: at+jwt (or )

All env vars are prefixed KARAPACE_ (Pydantic BaseSettings). The flag double-duty of sasl_oauthbearer_authentication_enabled (gates BOTH SR validation AND RP forwarding) is deliberate — it means an OIDC-enabled deployment is consistent across both services with a single switch.

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7. Tests — where to look

Path	What it covers
tests/unit/test_oidc.py	OIDCMiddleware unit tests: config validation, validate_jwt, role extraction, authorize_request
tests/unit/kafka_rest_apis/test_sr_authorization_forwarding.py	RP gate: enabled/disabled, with/without header, concurrent isolation across coroutines
tests/e2e/schema_registry/test_oidc.py	SR e2e: valid/invalid/expired tokens, missing headers, skip paths
tests/e2e/kafka_rest_apis/test_oidc_forwarding.py	RP→SR e2e: AVRO/JSON publish + consumer fetch with bearer, invalid bearer, no-auth fallthrough
tests/unit/test_rest_auth.py	RP per-user proxy janitor (token-expiry eviction)
tests/conftest.py	Fixtures: registry_async_client_oidc, registry_async_client_basic, reset_sr_authorization_ctx

The reset_sr_authorization_ctx fixture is required for any test that touches sr_authorization_ctx — contextvars persist across tests in the same event-loop scope and will leak state otherwise.

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8. Mental model when extending

When you add a feature that crosses the auth boundary, walk through these checks:

1. New SR route? It's automatically gated by setup_middlewares. If it should be public, add it to sasl_oauthbearer_skip_auth_paths. Don't read claims other than the configured subject off request.state — only request.state.user is exposed deliberately.
2. New RP endpoint that calls SchemaRegistryClient? Set sr_authorization_ctx from the inbound Authorization header, gated on config.sasl_oauthbearer_authentication_enabled. Update the comment on the contextvar listing the entry points.
3. New SchemaRegistryClient outbound call? Pass headers=_authorization_headers() (or merge it if you already have headers — see the post_new_schema content-type pitfall).
4. New cacheable schema lookup? Include _token_fingerprint() in the cache key. Don't store the raw token anywhere.
5. New authz rule? Prefer extending sasl_oauthbearer_method_roles over inventing a parallel system. If you must inspect the JWT payload, do it inside OIDCMiddleware — don't leak the payload to handlers.
6. Error responses on auth failure? Match the existing pattern: 401 with {"error": "Unauthorized", "reason": "..."} for authn, 403 with {"error": "Authorization error", "reason": "Forbidden"} for authz. Keep the 403 body identical to the misconfig branch — see OIDCMiddleware.authorize_request for the rationale (do not let the response distinguish bad config from a missing role).

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Source: Aiven-Open/karapace — distributed by TomeVault.