AC-3 Access Enforcement
High-Level Description
Family: Access Control (AC)
Framework: NIST SP 800-53 Rev 5
Access control policies control access between active entities or subjects (i.e., users or processes acting on behalf of users) and passive entities or objects (i.e., devices, files, records, domains) in organizational systems. In addition to enforcing authorized access at the system level and recognizing that systems can host many applications and services in support of mission and business functions, access enforcement mechanisms can also be employed at the application and service level to provide increased information security and privacy. In contrast to logical access controls that are implemented within the system, physical access controls are addressed by the controls in the Physical and Environmental Protection ( PE ) family.
What to Check
How to Test
Step 1: Review Documentation
Examine the System Security Plan (SSP) and related artifacts for AC-3 implementation details. Verify the organization has documented how this control is satisfied.
Step 2: Validate Implementation
# For cloud environments, use cloud-audit-mcp tools
# For on-premises, review system configurations directly
# Example: Check if account management policies exist
grep -r "account.management\|access.control" /etc/security/ 2>/dev/null
Step 3: Test Operating Effectiveness
Verify the control is actively functioning, not just documented. Check logs, configurations, and operational evidence.
Tools
| Tool | Purpose | Usage |
|---|
| cloud-audit-mcp | Check IAM policies and access controls | cloud_audit_iam_policies |
| hackbrowser-mcp | Test web application access controls | browser_auth_test |
Remediation Guide
Control Statement
Enforce approved authorizations for logical access to information and system resources in accordance with applicable access control policies.
Implementation Guidance
Access control policies control access between active entities or subjects (i.e., users or processes acting on behalf of users) and passive entities or objects (i.e., devices, files, records, domains) in organizational systems. In addition to enforcing authorized access at the system level and recognizing that systems can host many applications and services in support of mission and business functions, access enforcement mechanisms can also be employed at the application and service level to provide increased information security and privacy. In contrast to logical access controls that are implemented within the system, physical access controls are addressed by the controls in the Physical and Environmental Protection ( PE ) family.
Risk Assessment
| Finding | Severity | Impact |
|---|
| AC-3 Access Enforcement not implemented | High | Access Control |
| AC-3 partially implemented | Medium | Incomplete Access Control |
CWE Categories
| CWE ID | Title |
|---|
| CWE-284 | Improper Access Control |
References
Checklist
