portfolio-compliance-audit

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Aktualisiert10. Mai 2026 um 18:14

Runs a full Shariah portfolio audit across multiple stocks and ETFs. Use for portfolio screening, compliance concentration review, unresolved names, and action-oriented portfolio summaries.

Installation

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Quelle

goww7

goww7/yassir-oss

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Verwandte BerufeSOC

Basierend auf der SOC-Berufsklassifikation

Sonstige FinanzspezialistenWirtschafts- und Finanzberufe·SOC 13-2099

SKILL.md

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name	portfolio-compliance-audit
description	Runs a full Shariah portfolio audit across multiple stocks and ETFs. Use for portfolio screening, compliance concentration review, unresolved names, and action-oriented portfolio summaries.

Portfolio Compliance Audit

Source Order

get_shariah
get_market_data
get_financials
sec_company_facts for follow-up validation on risky holdings
web_search only for missing current catalysts or material events

Workflow

Normalize the holdings list and identify stocks vs ETFs.
Run the portfolio-level Shariah workflow first.
If HalalTerminal quota is blocked, stop the audit there, mark the portfolio as unresolved, and send the user to the HalalTerminal dashboard to check account access before rerunning.
Do not spend tokens on market-data, financials, or news after a quota block unless the user explicitly asked for a provisional fallback view.
Separate holdings into compliant, non-compliant, mixed, abstaining (INSUFFICIENT_DATA), and unresolved buckets — abstain is evidence absence, not a compliance signal.
For each ETF holding, render its v2 disposition and attestation count rather than collapsing to pass/fail.
After the scan, for any COMPLIANT holding with marginal ratios (debt-to-MC > 25% OR cash-and-securities > 20%), call get_compliance_trajectory and get_screening_staleness once and report the drift signal alongside the verdict.
Flag concentration risk when the same weak methodology pattern appears repeatedly.
Call out unresolved and abstaining names as portfolio risk, not as acceptable certainty.
If a holding fails, prepare replacement ideas via get_halal_alternatives but keep them secondary unless the user asked for substitutes.

Output Contract

Portfolio Verdict: concise top-line read
Compliant Holdings
At Risk Holdings
Unresolved Holdings
Purification Notes
Concentration / Construction Risks
Recommended Actions: remove, re-screen, monitor, or replace
If quota-blocked, make the first recommendation check HalalTerminal account access, then rerun the audit

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single-asset-shariah-review

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Reviews one stock or ETF for Shariah compliance, methodology differences, purification implications, and investability. Use when the user asks if a ticker is halal, wants a compliance verdict, or needs a decision-ready memo on one asset.

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watchlist-monitoring

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Monitors a watchlist, portfolio, or symbol set for Shariah compliance drift via trajectory + staleness insights, then surfaces filings, earnings, and material events. Use when the user asks what changed, what to monitor, which names need re-screening, or runs /monitor.

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dcf-valuation

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Performs discounted cash flow (DCF) valuation analysis to estimate intrinsic value per share. Triggers when user asks for fair value, intrinsic value, DCF, valuation, "what is X worth", price target, undervalued/overvalued analysis, or wants to compare current price to fundamental value.

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Portfolio Compliance Audit

Source Order

get_shariah

get_market_data

get_financials

sec_company_facts for follow-up validation on risky holdings

web_search only for missing current catalysts or material events

Workflow

Normalize the holdings list and identify stocks vs ETFs.

Run the portfolio-level Shariah workflow first.

If HalalTerminal quota is blocked, stop the audit there, mark the portfolio as unresolved, and send the user to the HalalTerminal dashboard to check account access before rerunning.

Do not spend tokens on market-data, financials, or news after a quota block unless the user explicitly asked for a provisional fallback view.

Separate holdings into compliant, non-compliant, mixed, abstaining (INSUFFICIENT_DATA), and unresolved buckets — abstain is evidence absence, not a compliance signal.

For each ETF holding, render its v2 disposition and attestation count rather than collapsing to pass/fail.

After the scan, for any COMPLIANT holding with marginal ratios (debt-to-MC > 25% OR cash-and-securities > 20%), call get_compliance_trajectory and get_screening_staleness once and report the drift signal alongside the verdict.

Flag concentration risk when the same weak methodology pattern appears repeatedly.

Call out unresolved and abstaining names as portfolio risk, not as acceptable certainty.

If a holding fails, prepare replacement ideas via get_halal_alternatives but keep them secondary unless the user asked for substitutes.

Output Contract

Portfolio Verdict: concise top-line read

Compliant Holdings

At Risk Holdings

Unresolved Holdings

Purification Notes

Concentration / Construction Risks

Recommended Actions: remove, re-screen, monitor, or replace

If quota-blocked, make the first recommendation check HalalTerminal account access, then rerun the audit