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Six phases: (1) familiarization, (2) initial coding, (3) searching for themes, (4) reviewing themes, (5) defining themes, (6) writing up. NLP assists phases 2–4 by clustering similar text segments.
Grounded Theory Coding
Open coding: Break text into conceptual units, assign preliminary codes
Axial coding: Find relationships between codes (cause-effect, context-condition)
Selective coding: Identify core category integrating all codes
Sentence Embeddings for Semantic Similarity
Sentence transformers map text to dense vectors. Cosine similarity identifies semantically similar passages even with different vocabulary — helpful for suggesting code assignments.
Inter-Rater Reliability
Cohen's $\kappa$ for two raters:
$$
\kappa = \frac{P_o - P_e}{1 - P_e}
$$
where $P_o$ = observed agreement, $P_e$ = expected agreement by chance.
Krippendorff's $\alpha$ generalizes to multiple raters and ordinal/interval scales.
Step 1: Interview Corpus Processing and Initial Coding
import pandas as pd
import numpy as np
import matplotlib.pyplot as plt
from collections import Counter
import re
# ------------------------------------------------------------------ ## Simulate interview transcripts with open coding# In practice: load from CSV/Word/PDF# ------------------------------------------------------------------ #
transcripts = [
{
"id": "INT_01", "participant": "P01", "background": "working_class",
"text": """
I feel like the system is just not set up for people like us. You know, I work
hard every day but the bills keep coming. My kids need things and I can't always
provide. The landlord raised the rent again last month — third time in two years.
I don't know what we're going to do. Sometimes I feel invisible, like nobody
sees what families like mine are going through.
"""
},
{
"id": "INT_02", "participant": "P02", "background": "middle_class",
"text": """
The cost of living is definitely a concern, but I think with proper planning
you can manage. I own my home, so I'm somewhat insulated from rent increases.
But I do worry about my kids' college costs and whether they'll have the same
opportunities I had. The economy feels more uncertain than when I was young.
I think community support networks are important.
"""
},
{
"id": "INT_03", "participant": "P03", "background": "working_class",
"text": """
Healthcare is the biggest issue for me. I had to choose between buying medicine
and buying food last winter. The ER is too expensive so you just try to manage.
My workplace doesn't offer benefits. I feel like if you don't have money you're
on your own. The government programs are too complicated to access — too much
paperwork, too many hoops to jump through.
"""
},
{
"id": "INT_04", "participant": "P04", "background": "upper_middle_class",
"text": """
I think the biggest challenge in society right now is the division — people
are not talking to each other across class lines. I volunteer at the food bank
and I see what people are going through. I feel fortunate but also guilty
sometimes. I believe in collective responsibility. Strong communities make
stronger individuals.
"""
},
{
"id": "INT_05", "participant": "P05", "background": "working_class",
"text": """
Work is exhausting. Two jobs, still not enough. The gig economy is brutal —
no stability, no benefits, no predictability. I feel like I'm running on a
treadmill. Childcare costs eat everything. Nobody talks about how hard it is
to be a single parent and work. The system wasn't built for us.
"""
},
]
df = pd.DataFrame(transcripts)
# ---- Segment text into coded units (sentence-level) --------------- #defsegment_text(text, participant_id):
"""Split text into coded units (non-trivial sentences)."""
sentences = re.split(r'(?<=[.!?])\s+', text.strip())
units = []
for i, sent inenumerate(sentences):
sent = sent.strip()
iflen(sent.split()) >= 5: # Min 5 words
units.append({
'participant': participant_id,
'segment_id': f"{participant_id}_S{i:02d}",
'text': sent,
})
return units
coded_units = []
for _, row in df.iterrows():
coded_units.extend(segment_text(row['text'], row['participant']))
df_units = pd.DataFrame(coded_units)
print(f"Total coded units: {len(df_units)}")
print(df_units[['segment_id','text']].head(8).to_string(index=False))
# ---- Manual codebook (open codes) -------------------------------- ## In practice: researcher reads and assigns codes# Here: keyword-based heuristic for demonstration
codebook = {
'Economic stress': ['rent', 'bills', 'money', 'cost', 'afford', 'income', 'pay'],
'Systemic critique': ['system', 'government', 'access', 'bureaucracy', 'program', 'built'],
'Healthcare': ['healthcare', 'medicine', 'hospital', 'ER', 'benefits', 'health'],
'Work precarity': ['work', 'job', 'gig', 'stability', 'hours', 'treadmill', 'jobs'],
'Social visibility': ['invisible', 'see', 'nobody', 'community', 'collective', 'division'],
'Family/children': ['kids', 'children', 'family', 'parent', 'childcare', 'child'],
'Emotional state': ['feel', 'worry', 'exhausting', 'guilty', 'fortunate', 'lucky'],
}
defassign_codes(text, codebook):
"""Assign codes based on keyword matching (approximation of manual coding)."""
text_lower = text.lower()
assigned = []
for code, keywords in codebook.items():
ifany(kw in text_lower for kw in keywords):
assigned.append(code)
return assigned if assigned else ['Uncoded']
df_units['codes'] = df_units['text'].apply(lambda t: assign_codes(t, codebook))
df_units['n_codes'] = df_units['codes'].apply(len)
# Code frequency
code_counts = Counter(code for codes in df_units['codes'] for code in codes)
code_df = pd.DataFrame(code_counts.most_common(), columns=['Code','Count'])
print("\nCode frequencies:")
print(code_df.to_string(index=False))
fig, ax = plt.subplots(figsize=(10, 5))
ax.barh(code_df['Code'], code_df['Count'], color='steelblue', edgecolor='black', linewidth=0.6)
ax.set_xlabel("Frequency"); ax.set_title("Code Frequency — Thematic Analysis")
ax.invert_yaxis(); ax.grid(axis='x', alpha=0.3)
plt.tight_layout()
plt.savefig("code_frequency.png", dpi=150)
plt.show()
Step 2: Semantic Clustering with Sentence Embeddings
import numpy as np
import pandas as pd
import matplotlib.pyplot as plt
from sklearn.decomposition import PCA
from sklearn.preprocessing import normalize
# ------------------------------------------------------------------ ## Use sentence embeddings to cluster coded units semantically# ------------------------------------------------------------------ #try:
from sentence_transformers import SentenceTransformer
model = SentenceTransformer('all-MiniLM-L6-v2')
embeddings = model.encode(df_units['text'].tolist(), show_progress_bar=True)
print(f"Embeddings shape: {embeddings.shape}")
except ImportError:
print("sentence-transformers not available; using TF-IDF fallback")
from sklearn.feature_extraction.text import TfidfVectorizer
vectorizer = TfidfVectorizer(max_features=200, stop_words='english')
embeddings = vectorizer.fit_transform(df_units['text']).toarray()
# Normalize embeddings for cosine similarity
embeddings_norm = normalize(embeddings)
# ---- UMAP or PCA for 2D visualization -------------------------- #try:
import umap
reducer = umap.UMAP(n_components=2, random_state=42, min_dist=0.3)
embedding_2d = reducer.fit_transform(embeddings_norm)
except ImportError:
# Fallback: PCA
pca = PCA(n_components=2, random_state=42)
embedding_2d = pca.fit_transform(embeddings_norm)
print("Using PCA for 2D projection (install umap-learn for better results)")
# ---- HDBSCAN clustering ---------------------------------------- #try:
import hdbscan
clusterer = hdbscan.HDBSCAN(min_cluster_size=3, min_samples=2)
labels = clusterer.fit_predict(embedding_2d)
n_clusters = len(set(labels)) - (1if -1in labels else0)
print(f"Found {n_clusters} semantic clusters")
except ImportError:
from sklearn.cluster import KMeans
kmeans = KMeans(n_clusters=4, random_state=42, n_init=10)
labels = kmeans.fit_predict(embeddings_norm)
n_clusters = 4
df_units['cluster'] = labels
# Visualize
fig, ax = plt.subplots(figsize=(10, 7))
scatter_colors = plt.cm.tab10(np.linspace(0, 1, n_clusters + 1))
for cluster_id insorted(set(labels)):
mask = labels == cluster_id
label = f"Noise"if cluster_id == -1elsef"Cluster {cluster_id}"
color = 'lightgray'if cluster_id == -1else scatter_colors[cluster_id % len(scatter_colors)]
ax.scatter(embedding_2d[mask, 0], embedding_2d[mask, 1],
c=[color], label=label, s=60, edgecolors='black', linewidths=0.3, alpha=0.8)
# Annotate with participantfor i, (x, y) inenumerate(embedding_2d):
ax.annotate(df_units.iloc[i]['participant'], (x, y),
fontsize=6, alpha=0.6, xytext=(2, 2), textcoords='offset points')
ax.set_title("Semantic Clustering of Coded Units\n(UMAP/PCA + HDBSCAN)")
ax.legend(loc='upper left', fontsize=8); ax.grid(True, alpha=0.2)
plt.tight_layout()
plt.savefig("semantic_clusters.png", dpi=150)
plt.show()
# Retrieve representative quotes per clusterprint("\nRepresentative quotes per cluster:")
for cid insorted(set(labels)):
if cid == -1:
continue
cluster_texts = df_units[df_units['cluster'] == cid]['text'].tolist()
# Most central quote (closest to cluster centroid)
cluster_emb = embeddings_norm[labels == cid]
centroid = cluster_emb.mean(axis=0)
dists = np.linalg.norm(cluster_emb - centroid, axis=1)
rep_idx = dists.argmin()
print(f"\nCluster {cid}: {cluster_texts[rep_idx][:120]}...")
Step 3: Inter-Rater Reliability and Codebook Validation
import numpy as np
import pandas as pd
from sklearn.metrics import cohen_kappa_score, confusion_matrix
import matplotlib.pyplot as plt
import seaborn as sns
# ------------------------------------------------------------------ ## Compute inter-rater reliability for two coders# ------------------------------------------------------------------ ## Simulated coding by two researchers
np.random.seed(42)
n_segments = 40
codes_list = ['Economic stress', 'Systemic critique', 'Healthcare',
'Work precarity', 'Social visibility', 'Family/children']
# Rater 1 (gold standard)
rater1 = np.random.choice(codes_list, n_segments)
# Rater 2 (agree ~75% of time, disagree on 25%)
rater2 = rater1.copy()
disagree_idx = np.random.choice(n_segments, int(n_segments * 0.25), replace=False)
rater2[disagree_idx] = np.random.choice(codes_list, len(disagree_idx))
# Cohen's kappa
kappa = cohen_kappa_score(rater1, rater2)
pct_agreement = np.mean(rater1 == rater2) * 100print(f"Percentage agreement: {pct_agreement:.1f}%")
print(f"Cohen's κ: {kappa:.4f}")
if kappa > 0.80:
strength = "Almost perfect"elif kappa > 0.60:
strength = "Substantial"elif kappa > 0.40:
strength = "Moderate"else:
strength = "Fair or less"print(f"Interpretation: {strength} agreement")
# Confusion matrix
cm = confusion_matrix(rater1, rater2, labels=codes_list)
fig, axes = plt.subplots(1, 2, figsize=(14, 5))
sns_available = Falsetry:
import seaborn as sns
sns_available = Trueexcept ImportError:
passif sns_available:
sns.heatmap(cm, annot=True, fmt='d', cmap='Blues',
xticklabels=codes_list, yticklabels=codes_list, ax=axes[0])
axes[0].set_xlabel("Rater 2"); axes[0].set_ylabel("Rater 1")
else:
axes[0].imshow(cm, cmap='Blues')
axes[0].set_xticks(range(len(codes_list))); axes[0].set_xticklabels(codes_list, rotation=45, ha='right')
axes[0].set_yticks(range(len(codes_list))); axes[0].set_yticklabels(codes_list)
for i inrange(cm.shape[0]):
for j inrange(cm.shape[1]):
axes[0].text(j, i, str(cm[i,j]), ha='center', va='center')
axes[0].set_title(f"Confusion Matrix\n(κ={kappa:.3f})")
# Code-level agreement
code_agreement = {}
for i, code inenumerate(codes_list):
mask = (rater1 == code) | (rater2 == code)
if mask.sum() > 0:
agree = ((rater1 == code) & (rater2 == code)).sum()
total = mask.sum()
code_agreement[code] = agree / total * 100
codes_sorted = sorted(code_agreement, key=code_agreement.get)
axes[1].barh(codes_sorted, [code_agreement[c] for c in codes_sorted],
color='steelblue', edgecolor='black', linewidth=0.6)
axes[1].axvline(75, color='red', linestyle='--', linewidth=1.5, label='75% threshold')
axes[1].set_xlabel("Code-level agreement (%)"); axes[1].set_title("Agreement by Code")
axes[1].legend(); axes[1].grid(axis='x', alpha=0.3)
plt.tight_layout()
plt.savefig("irr_analysis.png", dpi=150)
plt.show()
# Codes below threshold need discussion
problematic = [c for c, a in code_agreement.items() if a < 75]
if problematic:
print(f"\nCodes requiring codebook clarification: {problematic}")
Advanced Usage
Saturation Analysis
import numpy as np
import matplotlib.pyplot as plt
# ------------------------------------------------------------------ ## Theoretical saturation: track new codes discovered per interview# ------------------------------------------------------------------ #
all_codes_by_interview = [
['Economic stress', 'Family/children'],
['Economic stress', 'Systemic critique', 'Healthcare'],
['Work precarity', 'Systemic critique', 'Emotional state'],
['Social visibility', 'Emotional state'],
['Economic stress', 'Work precarity', 'Family/children'],
['Healthcare', 'Systemic critique'],
['Social visibility'],
['Economic stress'],
]
cumulative_codes = set()
new_codes_per_interview = []
for codes in all_codes_by_interview:
new = [c for c in codes if c notin cumulative_codes]
cumulative_codes.update(codes)
new_codes_per_interview.append(len(new))
fig, axes = plt.subplots(1, 2, figsize=(12, 4))
axes[0].bar(range(1, len(new_codes_per_interview)+1), new_codes_per_interview,
color='steelblue', edgecolor='black', linewidth=0.7)
axes[0].set_xlabel("Interview number"); axes[0].set_ylabel("New codes discovered")
axes[0].set_title("Code Discovery Rate (Saturation Curve)")
axes[0].grid(axis='y', alpha=0.3)
cumulative_unique = np.cumsum([len(c) for c in [set()] + [set(cs) for cs in all_codes_by_interview[:-1]]])
cum_actual = []
seen = set()
for codes in all_codes_by_interview:
seen.update(codes)
cum_actual.append(len(seen))
axes[1].plot(range(1, len(cum_actual)+1), cum_actual, 'bo-', linewidth=2, markersize=8)
axes[1].set_xlabel("Interview number"); axes[1].set_ylabel("Unique codes")
axes[1].set_title("Cumulative Code Growth (Saturation)"); axes[1].grid(True, alpha=0.3)
plt.tight_layout(); plt.savefig("saturation_curve.png", dpi=150); plt.show()
print(f"Theoretical saturation reached ~interview {next((i+1for i,v inenumerate(new_codes_per_interview[3:],3) if v==0), 'not reached')}")
Troubleshooting
Error: OSError: No model found for SentenceTransformer
Braun, V. & Clarke, V. (2006). Using thematic analysis in psychology. Qualitative Research in Psychology.
Glaser, B.G. & Strauss, A.L. (1967). The Discovery of Grounded Theory. Aldine.
Examples
Example 1: Co-occurrence Network of Codes
import networkx as nx
import matplotlib.pyplot as plt
from itertools import combinations
# Build code co-occurrence network
G = nx.Graph()
for _, row in df_units.iterrows():
codes = [c for c in row['codes'] if c != 'Uncoded']
for c1, c2 in combinations(codes, 2):
if G.has_edge(c1, c2):
G[c1][c2]['weight'] += 1else:
G.add_edge(c1, c2, weight=1)
if G.number_of_nodes() > 0:
pos = nx.spring_layout(G, seed=42)
weights = [G[u][v]['weight'] for u, v in G.edges()]
fig, ax = plt.subplots(figsize=(9, 7))
nx.draw_networkx(G, pos, ax=ax, node_size=1500, node_color='lightblue',
width=[w*2for w in weights], edge_color='gray',
font_size=8, font_weight='bold')
ax.set_title("Code Co-occurrence Network"); ax.axis('off')
plt.tight_layout(); plt.savefig("code_network.png", dpi=150); plt.show()
Example 2: Word Cloud per Theme
from wordcloud import WordCloud
import matplotlib.pyplot as plt
themes = {
'Economic stress': 'rent bills money cost afford income pay landlord work struggling',
'Systemic critique': 'system government program bureaucracy access paperwork hoops built',
'Healthcare': 'healthcare medicine hospital benefits doctor insurance sick treatment',
}
fig, axes = plt.subplots(1, 3, figsize=(15, 4))
for ax, (theme, text) inzip(axes, themes.items()):
wc = WordCloud(width=400, height=200, background_color='white',
colormap='Blues', max_words=30).generate(text)
ax.imshow(wc, interpolation='bilinear')
ax.set_title(theme, fontsize=10); ax.axis('off')
plt.tight_layout(); plt.savefig("theme_wordclouds.png", dpi=150); plt.show()
Last updated: 2026-03-17 | Maintainer: @xjtulycIssues: GitHub Issues
