| name | ferc-market-based-rate-tariff |
| title | FERC Market-Based Rate Tariff |
| description | Drafts eTariff-ready FERC Market-Based Rate Tariffs for wholesale electric energy, capacity, and ancillary services sales. Use when preparing MBR tariff filings, structuring market-based rate authority documentation, or drafting wholesale power tariffs for FERC proceedings. Covers Order Nos. 697/697-A/860, Category 1/2 analysis, 18 CFR Part 35 formatting, and EQR/change-in-status reporting. |
| author | CaseMark |
| author_url | https://github.com/CaseMark/skills/tree/main/skills/legal/ferc-market-based-rate-tariff |
| license | Apache-2.0 |
| version | 0.1.0 |
| execution_mode | open |
| jurisdiction | us |
| practice | energy |
| language | en |
| tags | ["agreement","drafting"] |
FERC Market-Based Rate Tariff
Produces a filing-ready tariff authorizing wholesale sales of electric energy, capacity, and ancillary services at market-based rates under FERC jurisdiction.
Prerequisites
Collect before drafting:
- Seller identity — legal name, state of incorporation, principal place of business
- FERC identifiers — docket number, MBR authorization order date, assigned codes
- Category status — Category 1 or 2 per FERC region (Northeast, Southeast, Southwest, Central, Northwest, California)
- Authorization conditions — MW caps, affiliate restrictions, behavioral/structural remedies, geographic limits
- Asset inventory — generation (capacity, fuel, location), transmission, affiliate holdings
- Organized market participation — ISO/RTO memberships if applicable
Quick Start
- Gather all prerequisites and the FERC authorization order
- Draft sections in order below; populate the regional category matrix early — it drives mitigation and reporting sections
- Flag all client-specific gaps with
[INSERT] tags
- Run the checks in Pitfalls before delivering
Output Structure
1. Preamble
- Seller legal name, organizational details, FERC identifiers
- Docket number, authorization order date; cite Order No. 697 as foundational authority
- Effective date:
[DATE CERTAIN] or date of FERC acceptance, whichever is later
- Statement of wholesale sales authority acknowledging FERC oversight jurisdiction
2. Regulatory Compliance Commitments (18 CFR Part 35)
| Obligation | Trigger | Timeframe |
|---|
| Maintain category status | Ongoing | Continuous |
| Change-in-status notification | Ownership/asset/affiliate changes | 30 days |
| Horizontal market power screens | Delivered price test + pivotal supplier | Ongoing |
| Vertical market power compliance | Transmission/fuel control concerns | Ongoing |
| Affiliate codes of conduct | Per authorization order | Per Commission order |
| Organized market participation | If required by authorization |