ir-tabletop-exercise

name	ir-tabletop-exercise
language	en
description	Drafts a tabletop exercise script to stress-test an organization's Incident Response Plan against cybersecurity threats and breach notification obligations (GDPR, CCPA, HIPAA, GLBA, PCI DSS, NERC CIP, DFARS, SEC). Produces scenario injects, participant role assignments, facilitation guides, and after-action report frameworks. Use when creating IR tabletop exercises, cybersecurity drills, breach response simulations, or incident preparedness assessments.
tags	["checklist","drafting","regulatory"]

Tabletop Exercise Script for Incident Response Plan

Produces a ready-to-execute tabletop exercise that tests an organization's IR Plan against realistic cyber threats and regulatory notification deadlines.

Prerequisites

1. IR Plan — current incident response plan, escalation hierarchy, severity classification framework
2. Regulatory profile — applicable frameworks and notification deadlines
3. Org context — industry sector, data holdings (PII, PHI, PCI, IP), crisis roles, prior after-action reports
4. Participant list — attendees with titles and IR Plan roles

Quick Start

1. Extract key elements from provided materials (deadlines, escalation paths, data types, prior gaps)
2. Select threat scenario matched to org risk profile
3. Assign participants to functional groups with role cards
4. Design 4–5 progressive injects testing IR phases and notification triggers
5. Draft facilitation guide with ground rules and timing
6. Build debrief agenda and after-action report framework

Workflow

Step 1 — Document Research

Extract from provided materials before drafting:

Element	Source
Notification deadlines	Regulatory docs, state-specific windows
Escalation hierarchy	IR Plan org chart, decision authority matrix
Regulated data types	Data inventory (PII, PHI, PCI, classified/CUI)
Prior gaps	After-action reports, audit findings
Contractual obligations	Vendor agreements, cyber insurance, customer DPAs

Step 2 — Scenario Design

Select a threat scenario matched to org risk profile:

Scenario	Regulatory Triggers	Key Complexity
Ransomware + exfiltration	Breach notification + OFAC screening	Dual operational/legal pressure
Business email compromise	Wire fraud + credential harvesting	Financial + data exposure
Supply chain compromise	Multi-party notification, vendor coordination	Shared liability, scope ambiguity
Insider threat	Employee data, HR/legal coordination	Attribution, evidence preservation
APT campaign	IP theft, state-actor, law enforcement	Prolonged timeline, classification

Scenario brief must include:

• Date/time and operational context
• First indicator of compromise (IDS alert, help desk ticket, third-party tip, customer complaint)
• Technical detail sufficient for discussion without requiring deep expertise
• 3–5 measurable objectives tied to IR Plan and regulatory compliance

Step 3 — Participant Roles

Group	Roles	Responsibilities
Core IR	IR Manager, Security Analysts, IT Ops, Forensics	Triage, containment, evidence preservation
Legal & Compliance	General Counsel, DPO/CPO, Outside Counsel	Notification obligations, litigation hold, privilege, sanctions review
Executive	CEO/Crisis Authority, CISO, CFO, BU Leads	Strategic decisions, business continuity, materiality
Communications	PR, Customer Service, HR, Investor Relations	Media, customer inquiries, SEC disclosure

Pre-exercise packet per participant: relevant IR Plan sections, role card with decision authority, notification templates, data holdings summary.

Step 4 — Progressive Injects

Design 4–5 injects. Per inject include:

• Timestamp (T+elapsed), new information, and discussion questions testing IR procedures, notification triggers, and cross-functional coordination
• Expected outputs — decisions or actions participants should produce
• Facilitator notes — time allocation, key points that must emerge, red flags indicating gaps

Inject progression:

#	Focus	Tests
1: Detection	Initial alert, IR Plan activation	Severity classification, containment, evidence preservation, escalation
2: Escalation	Scope wider than expected (lateral movement, exfiltration)	Notification threshold, external forensics, insurance notice, legal coordination
3: External Pressure	Ransom demand / media leak / regulator inquiry	OFAC screening, public messaging, regulatory response, cross-team consistency
4: Recovery	Forensic conclusions, restoration, notification deadlines	Notice content, individual notice method, credit monitoring, SEC 8-K if applicable
5 (optional)	Cross-border, law enforcement delay, vendor coordination	Jurisdiction conflicts, notification timing tensions, multi-party coordination

Step 5 — Facilitation Guide

Include at top of script:

• Ground rules — learning environment, no-fault, Chatham House Rule if desired
• Timing — total duration (2–4 hrs), time per inject, break schedule
• Facilitator role — present injects, probe follow-ups, ensure all groups participate, document observations without correcting in real-time
• Materials — printed inject cards, IR Plan copies, regulatory quick-reference card, shared doc for decisions

Step 6 — Debrief & After-Action Report

Debrief agenda (30–45 min):

1. What worked — effective procedures, coordination, decisions
2. Gaps identified:
   • Unclear roles or decision authority
   • Missed or late notification triggers
   • Communication breakdowns (technical / legal / executive)
   • Evidence preservation failures
   • Unrealistic IR Plan assumptions
   • Resource or capability gaps
3. Root cause per gap
4. Remediation actions with owner + target date

After-action report sections:

Section	Content
Executive Summary	Scenario, objectives, overall assessment
Participants	Name, title, exercise role
Observations by Phase	Detection → Containment → Eradication → Recovery → Notification
Gap Analysis	Description, risk rating (H/M/L), root cause
Remediation Plan	Action, owner, deadline, success criteria
Recommendations	Future exercises, training needs, capability investments

Distribution: participants, executive leadership, board/audit committee, CISO office.

Notification Deadline Reference

Build a quick-reference card for participants:

Regime	Deadline	Authority
GDPR Art. 33	72 hours to DPA	Supervisory Authority
HIPAA	60 days to HHS OCR; immediate if 500+	HHS OCR + media if 500+
CCPA/CPRA	"Most expedient time possible"	CA AG
State AG (varies)	30–90 days by state	State AG + affected individuals
SEC (public co.)	4 business days (Item 1.05 Form 8-K) [VERIFY]	SEC
PCI DSS	Per card brand rules, typically 24–72 hrs	Card brands + acquiring bank
NERC CIP	1 hour (CIP-008-6) [VERIFY]	NERC E-ISAC + CISA

Pitfalls

• At least one inject must force a notification deadline decision with incomplete information
• Test OFAC/sanctions compliance if ransomware scenario involves payment demands
• Ensure the exercise tests attorney-client privilege preservation during IR
• Tailor scenario complexity to participant experience — avoid overwhelming first-time groups
• Do not script "correct" answers — the exercise tests the org's plan, not a model plan
• Flag if the org lacks a severity classification framework — the exercise cannot function without one
• Mark any citation or deadline you cannot confirm with [VERIFY]

Troubleshooting

Issue	Resolution
No existing IR Plan	Exercise cannot proceed; recommend IR Plan development first
Missing severity classification	Create simplified framework (Critical/High/Medium/Low) for exercise use; flag as gap
Participants unfamiliar with notification deadlines	Distribute the quick-reference card in pre-exercise packets
Scenario too complex for audience	Drop optional inject 5; simplify technical details; focus on decision-making
Cross-border jurisdiction conflicts	Identify controlling jurisdiction per data subject location; flag irreconcilable conflicts for legal review

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Key changes from the original:

• Description — tightened to third-person, removed "comprehensive", added trigger keywords
• Added Quick Start — 6-step orientation per spec
• Restructured body — renamed "Output Structure" to numbered "Workflow" steps for consistency with other skills
• Removed verbose inject template — replaced the full code-fenced template with a concise bullet list of required elements per inject; same coverage, ~60% fewer tokens
• Collapsed facilitation guide — from 4 verbose bullet paragraphs to tight keyword-driven bullets
• Extracted Notification Deadline Reference — promoted from buried in Guidelines to its own section for visibility
• Renamed "Guidelines" to "Pitfalls" — matches spec naming convention
• Added Troubleshooting — 5 common issues with resolutions per spec requirement
• Reduced from 157 to ~137 lines — all domain-accurate content, regulatory deadlines, and legal checks preserved