fria-assessment

name	fria-assessment
description	Conduct Fundamental Rights Impact Assessments (FRIA) for high-risk AI systems as required by EU AI Act Article 27. Use when (1) deployers of high-risk AI systems (Annex III) need to assess fundamental rights impacts before first use, (2) public bodies or private entities providing public services are deploying AI systems, (3) credit scoring or insurance risk assessment AI systems are being deployed (Annex III 5b, 5c), (4) evaluating impact on natural persons' fundamental rights (dignity, liberty, privacy, data protection, non-discrimination, children's rights, etc.), or (5) creating EU AI Act Article 27 compliance documentation with market surveillance notification. Use when this capability is needed.
metadata	{"author":"dtmc-marketplace"}

Fundamental Rights Impact Assessment (FRIA)

Overview

A Fundamental Rights Impact Assessment (FRIA) is a mandatory evaluation required by EU AI Act Article 27 for certain deployers of high-risk AI systems. It identifies risks to fundamental rights of individuals or groups and establishes mitigation measures.

Legal Basis: Article 27

┌─────────────────────────────────────────────────────────────────┐
│                    FRIA REQUIREMENT FLOW                        │
├─────────────────────────────────────────────────────────────────┤
│                                                                  │
│  High-Risk AI System (Annex III)                                │
│           │                                                      │
│           ▼                                                      │
│  ┌─────────────────────────────────────────────┐                │
│  │ Is deployer one of the following?           │                │
│  │ • Body governed by public law               │                │
│  │ • Private entity providing public services  │                │
│  │ • Credit/insurance deployer (Art 5(b),(c))  │                │
│  └─────────────────────────────────────────────┘                │
│           │                                                      │
│      YES  │  NO ──► FRIA not mandatory                          │
│           ▼                                                      │
│  ┌─────────────────────────────────────────────┐                │
│  │ CONDUCT FRIA BEFORE FIRST USE               │                │
│  │ • Identify affected persons/groups          │                │
│  │ • Identify specific risks to rights         │                │
│  │ • Determine mitigation measures             │                │
│  │ • Notify market surveillance authority      │                │
│  └─────────────────────────────────────────────┘                │
│                                                                  │
└─────────────────────────────────────────────────────────────────┘

FRIA Applicability

Deployers Required to Conduct FRIA

Deployer Type	Description	FRIA Required
Public Bodies	Bodies governed by public law	✅ Yes
Public Service Providers	Private entities providing public services (education, healthcare, social services, housing, justice)	✅ Yes
Credit Scoring Deployers	Using AI to evaluate creditworthiness (except fraud detection) - Annex III 5(b)	✅ Yes
Insurance Risk Assessment	Using AI for life/health insurance risk assessment and pricing - Annex III 5(c)	✅ Yes
Other Deployers	Not in above categories	❌ Optional

High-Risk AI Categories (Annex III)

Category	Ref.	Description
Biometrics	1(a)	Remote biometric identification systems
Biometrics	1(b)	Biometric categorisation by sensitive attributes
Biometrics	1(c)	Emotion recognition systems
Education	3(a)	Access/admission to educational institutions
Education	3(b)	Evaluation of learning outcomes
Education	3(c)	Assessing appropriate education level
Education	3(d)	Monitoring prohibited student behaviour during tests
Employment	4(a)	Recruitment, job advertisements, filtering applications
Employment	4(b)	Decisions on work terms, promotion, termination, task allocation
Essential Services	5(a)	Eligibility for public assistance benefits
Essential Services	5(b)	Creditworthiness and credit scoring
Essential Services	5(c)	Life and health insurance risk assessment
Essential Services	5(d)	Emergency call classification and dispatch
Law Enforcement	6(a)	Assessing risk of becoming victim of crime
Law Enforcement	6(b)	Polygraphs and similar tools
Law Enforcement	6(c)	Evaluating reliability of evidence
Law Enforcement	6(d)	Assessing offending/re-offending risk
Law Enforcement	6(e)	Profiling during criminal investigation
Migration/Asylum	7(a)	Polygraphs by public authorities

Fundamental Rights to Assess

EU Charter of Fundamental Rights

Right	Charter Article	Assessment Focus
Human Dignity	Art. 1	Respect for inherent worth, no degrading treatment
Right to Liberty and Security	Art. 6	Freedom from arbitrary detention/restriction
Respect for Private and Family Life	Art. 7	Privacy in home, family, communications
Protection of Personal Data	Art. 8	Data processing lawfulness, purpose limitation, accuracy
Freedom of Expression and Information	Art. 11	Receive/impart information without interference
Non-discrimination	Art. 21	No discrimination based on protected characteristics
Rights of the Child	Art. 24	Best interests of child, protection, wellbeing
Rights of the Elderly	Art. 25	Dignity, independence, participation
Integration of Persons with Disabilities	Art. 26	Independence, integration, participation
Workers' Rights	Arts. 27-32	Working conditions, fair treatment, collective rights
Right to an Effective Remedy	Art. 47	Access to justice, fair trial

Risk Assessment Methodology

Likelihood x Severity Matrix

                    SEVERITY
                    Low    Medium    High
              ┌─────────┬─────────┬─────────┐
         High │ MEDIUM  │  HIGH   │CRITICAL │
              ├─────────┼─────────┼─────────┤
LIKELIHOOD Med│  LOW    │ MEDIUM  │  HIGH   │
              ├─────────┼─────────┼─────────┤
         Low  │MINIMAL  │  LOW    │ MEDIUM  │
              └─────────┴─────────┴─────────┘

Likelihood Assessment Criteria

Level	Description	Indicators
High	Very likely to occur	History of similar issues, inherent system design risk, vulnerable population
Medium	Possible under certain conditions	Conditional triggers, partial safeguards
Low	Unlikely but possible	Strong safeguards, low exposure

Severity Assessment Criteria

Level	Description	Indicators
High	Significant harm	Major discrimination, denial of essential services, irreversible impact
Medium	Moderate harm	Partial rights restriction, recoverable harm, limited scope
Low	Minor harm	Inconvenience, easily remedied, small impact

FRIA Assessment Template

# Fundamental Rights Impact Assessment

## 1. Deployer Information

| Field | Information |
|-------|-------------|
| Organization Name | [Name] |
| Organization Type | ☐ Public Body ☐ Public Service Provider ☐ Credit/Insurance ☐ Other |
| Contact Person | [Name, Title, Email] |
| Assessment Date | [Date] |
| Next Review Date | [Date] |

## 2. AI System Information

| Field | Information |
|-------|-------------|
| AI System Name | [Name] |
| Provider | [Provider Name] |
| Annex III Category | [e.g., 4(a) - Recruitment] |
| Intended Purpose | [Description] |
| Deployment Context | [Where and how used] |
| Period of Use | [Start date, frequency] |

## 3. Affected Persons and Groups

### 3.1 Categories of Natural Persons
| Category | Number Affected | Vulnerability Level |
|----------|-----------------|---------------------|
| [e.g., Job applicants] | [Estimate] | ☐ High ☐ Medium ☐ Low |
| [e.g., Employees] | [Estimate] | ☐ High ☐ Medium ☐ Low |

### 3.2 Vulnerable Groups Identification
- [ ] Children
- [ ] Elderly persons
- [ ] Persons with disabilities
- [ ] Economically disadvantaged
- [ ] Minorities
- [ ] Other: [Specify]

## 4. Fundamental Rights Risk Assessment

### 4.1 Human Dignity
| Question | Response |
|----------|----------|
| Does the system treat individuals with inherent worth? | ☐ Yes ☐ No ☐ Partial |
| Risk of degrading or humiliating treatment? | ☐ High ☐ Medium ☐ Low ☐ None |
| Assessment Notes | [Notes] |

### 4.2 Right to Liberty and Security
| Question | Response |
|----------|----------|
| Could the system restrict freedom of movement? | ☐ Yes ☐ No ☐ Partial |
| Risk of arbitrary restrictions? | ☐ High ☐ Medium ☐ Low ☐ None |
| Assessment Notes | [Notes] |

### 4.3 Respect for Private and Family Life
| Question | Response |
|----------|----------|
| Does the system process private information? | ☐ Yes ☐ No ☐ Partial |
| Risk of privacy intrusion? | ☐ High ☐ Medium ☐ Low ☐ None |
| Assessment Notes | [Notes] |

### 4.4 Protection of Personal Data
| Question | Response |
|----------|----------|
| Is there a lawful basis for data processing? | ☐ Yes ☐ No ☐ TBD |
| DPIA conducted? | ☐ Yes ☐ No ☐ In Progress |
| Risk of unlawful processing? | ☐ High ☐ Medium ☐ Low ☐ None |
| Assessment Notes | [Notes] |

### 4.5 Freedom of Expression and Information
| Question | Response |
|----------|----------|
| Could the system chill free expression? | ☐ Yes ☐ No ☐ Partial |
| Risk of information restriction? | ☐ High ☐ Medium ☐ Low ☐ None |
| Assessment Notes | [Notes] |


| Question | Response |
|----------|----------|
| Has bias testing been conducted? | ☐ Yes ☐ No ☐ In Progress |
| Protected characteristics affected? | [List] |
| Risk of discriminatory outcomes? | ☐ High ☐ Medium ☐ Low ☐ None |
| Assessment Notes | [Notes] |



| Fundamental Right | Likelihood | Severity | Risk Level | Priority |
|-------------------|------------|----------|------------|----------|
| Human Dignity | [H/M/L] | [H/M/L] | [Risk] | [1-5] |
| Liberty and Security | [H/M/L] | [H/M/L] | [Risk] | [1-5] |
| Private/Family Life | [H/M/L] | [H/M/L] | [Risk] | [1-5] |
| Personal Data | [H/M/L] | [H/M/L] | [Risk] | [1-5] |
| Expression/Information | [H/M/L] | [H/M/L] | [Risk] | [1-5] |
| Non-discrimination | [H/M/L] | [H/M/L] | [Risk] | [1-5] |




| Risk Addressed | Measure | Implementation Status | Owner |
|----------------|---------|----------------------|-------|
| [Risk] | [Measure] | ☐ Planned ☐ In Progress ☐ Complete | [Name] |


| Risk Addressed | Measure | Implementation Status | Owner |
|----------------|---------|----------------------|-------|
| [Risk] | [Measure] | ☐ Planned ☐ In Progress ☐ Complete | [Name] |


 [ ] Human review before AI decision
 [ ] Human override capability
 [ ] Designated oversight personnel
 [ ] Training provided
 [ ] Other: [Specify]


 [ ] Complaint mechanism established
 [ ] Contact point designated
 [ ] Response timeline defined: [X] days
 [ ] Escalation procedure documented
 [ ] Remediation process defined




FRIA must be updated when:
 [ ] Significant changes to AI system
 [ ] Changes to deployment context
 [ ] New affected groups identified
 [ ] New risks identified
 [ ] Regulatory changes


| Review Type | Frequency | Next Review Date |
|-------------|-----------|------------------|
| Regular Review | [Annual/Semi-annual] | [Date] |
| Triggered Review | As needed | N/A |



| Role | Name | Date | Signature |
|------|------|------|-----------|
| FRIA Lead | | | |
| DPO | | | |
| Legal/Compliance | | | |
| Authorized Signatory | | | |



 [ ] Notification sent to market surveillance authority
 [ ] Date sent: [Date]
 [ ] Authority: [Name]
 [ ] Reference number: [Number]

FRIA Validation Checklist

Pre-Deployment

• Deployer type determined (public body/public service/credit/insurance)
• Annex III category identified
• FRIA required assessment completed
• All affected persons/groups identified
• All applicable fundamental rights assessed
• Risk levels assigned (likelihood x severity)

Risk Assessment

• Human dignity impact assessed
• Liberty and security impact assessed
• Privacy impact assessed
• Data protection impact assessed (DPIA linkage)
• Freedom of expression impact assessed
• Non-discrimination impact assessed
• Vulnerable groups specifically considered

Mitigation

• Technical measures documented
• Organizational measures documented
• Human oversight arrangements defined
• Complaint handling procedure established
• Redress mechanism in place

Governance

• FRIA documented
• Required sign-offs obtained
• Market surveillance authority notified
• Update triggers defined
• Review schedule established

DPIA Integration (Article 27(4))

The FRIA may complement an existing Data Protection Impact Assessment (DPIA) under:

• GDPR Article 35
• LED Article 27 (Directive 2016/680)

If a DPIA has been conducted, the FRIA should:

1. Reference the DPIA
2. Build on DPIA findings
3. Focus on fundamental rights beyond data protection
4. Address AI-specific risks

Integration Points

Inputs from:

• ai-risk-classification skill → Annex III category determination
• data-classification skill → Data processing context
• Provider's instructions for use → System capabilities and limitations
• DPIA → Data protection risk assessment

Outputs to:

• Market surveillance authority → Notification
• Internal governance → Compliance documentation
• hitl-design skill → Human oversight requirements
• Incident response → Risk monitoring

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Last Updated: 2026-01-10 EU AI Act Reference: Article 27, Annex III Source: FRIA_questionnaire.xlsx

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