| name | fin-guru-compliance-review |
| description | Execute comprehensive compliance reviews for Finance Guru deliverables. Validates disclaimers, data handling, risk disclosures, and regulatory positioning. |
Compliance Review Skill
Structured compliance review workflow for Finance Guru outputs.
Review Scope
- Disclaimer Verification — Educational-only positioning present and correct
- Source Citation — All data sources cited with timestamps and sensitivity notes
- Risk Disclosure — Appropriate risk warnings and disclosures included
- Data Handling — Proper data validation and audit trail requirements met
- Regulatory Currency — All cited regulations current as of review date
- ITC Risk Integration — Market-implied risk scores included for supported tickers
ITC Risk Validation Workflow
For portfolio positions with ITC coverage:
uv run python src/analysis/itc_risk_cli.py TICKER --universe tradfi
uv run python src/analysis/itc_risk_cli.py TSLA AAPL MSTR --universe tradfi
uv run python src/analysis/itc_risk_cli.py TICKER --universe tradfi --full-table
Risk Thresholds
| ITC Score | Band | Action |
|---|
| 0.0-0.3 | LOW | APPROVE — Standard monitoring |
| 0.3-0.7 | MEDIUM | APPROVE WITH NOTE — Document in review |
| 0.7-1.0 | HIGH | ENHANCED REVIEW — Position limit review required |