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Run the 7-step Artificial Critical Thinking pass — Materiality → Hypothesise → Alternatives → Disconfirmers → Audit priors → Severity → Commit-with-marker
Challenge what you think is right — alternative hypotheses, missing data, evidence quality, bias detection, falsifiability, and adversarial review
Step-back protocol — restate, generalise, specialise, invert, ask why, pre-mortem, check stakeholders, and audit framings before solving
基于 SOC 职业分类
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| name | rag-architecture |
| description | Build retrieval-augmented generation systems that ground LLMs in your data. |
| tier | standard |
| applyTo | **/*rag*,**/*retrieval*,**/*embedding*,**/*vector*,**/*knowledge*,**/*search* |
| currency | 2026-04-22T00:00:00.000Z |
Build retrieval-augmented generation systems that ground LLMs in your data.
Last validated: April 2026 (text-embedding-3 family, contextual retrieval patterns)
RAG = Retrieval + Generation. Instead of relying solely on the model's training data, retrieve relevant context at query time and include it in the prompt. This reduces hallucination and enables access to private/current data.
┌─────────────┐ ┌─────────────┐ ┌─────────────┐ ┌─────────────┐
│ Query │────▶│ Embed │────▶│ Retrieve │────▶│ Augment │
│ "How do I │ │ Query to │ │ Top-K │ │ Add to │
│ deploy?" │ │ Vector │ │ Documents │ │ Prompt │
└─────────────┘ └─────────────┘ └─────────────┘ └─────────────┘
│
▼
┌─────────────┐ ┌─────────────┐ ┌─────────────┐ ┌─────────────┐
│ Answer │◀────│ Generate │◀────│ Format │◀────│ Context │
│ Grounded │ │ With LLM │ │ Prompt │ │ + Query │
│ Response │ │ │ │ │ │ │
└─────────────┘ └─────────────┘ └─────────────┘ └─────────────┘
┌──────────────┐ ┌──────────────┐ ┌──────────────┐ ┌──────────────┐
│ Load │────▶│ Clean │────▶│ Chunk │────▶│ Embed │
│ Documents │ │ & Parse │ │ Content │ │ Chunks │
└──────────────┘ └──────────────┘ └──────────────┘ └──────────────┘
│
▼
┌──────────────┐
│ Store │
│ in Vector │
│ DB │
└──────────────┘
| Strategy | Description | Best For |
|---|---|---|
| Fixed Size | Split every N tokens/chars | Simple, predictable |
| Sentence | Split on sentence boundaries | Natural breaks |
| Paragraph | Split on paragraph breaks | Coherent units |
| Semantic | Split on topic changes | Meaningful segments |
| Recursive | Try large, fall back to smaller | Mixed content |
| Document | Keep whole documents | Short docs |
# Recursive chunking example
from langchain.text_splitter import RecursiveCharacterTextSplitter
splitter = RecursiveCharacterTextSplitter(
chunk_size=1000,
chunk_overlap=200, # Overlap prevents losing context at boundaries
separators=["\n\n", "\n", ". ", " ", ""]
)
chunks = splitter.split_documents(documents)
| Size | Pros | Cons |
|---|---|---|
| Small (100-500) | Precise retrieval | May lose context |
| Medium (500-1500) | Balanced | Good default |
| Large (1500-3000) | Full context | Less precise, costly |
Rule of thumb: Chunk should contain enough context to be useful standalone.
| Model | Dimensions | Speed | Quality | Cost | Notes |
|---|---|---|---|---|---|
| text-embedding-3-large | 3072 (adjustable) | Medium | Best | Medium | Recommended — supports dimensions parameter |
| text-embedding-3-small | 1536 (adjustable) | Fast | Good | Low | Best cost/quality ratio |
| Cohere embed-v4 | 1024 | Fast | Excellent | Low | Strong multilingual, binary quantization |
| Voyage AI 3 | 1024 | Fast | Excellent | Medium | Code + text hybrid |
| Jina v3 | 1024 | Fast | Good | Low | Multilingual, long-context |
| BGE-M3 | 1024 | Local | Good | Free | Multi-granularity retrieval |
| GTE-Qwen2 | 1536 | Local | Good | Free | Strong open-source option |
Migration note:
ada-002is legacy — do not use for new projects. Usetext-embedding-3-smallas drop-in replacement (same dimensions, better quality). When upgrading, you must re-embed all content — embedding models are not interchangeable.
# Normalize embeddings for cosine similarity
import numpy as np
def normalize(embedding):
return embedding / np.linalg.norm(embedding)
# Batch embeddings for efficiency
embeddings = embed_model.embed_documents(chunks) # Not one at a time
# Cache embeddings - don't re-embed unchanged content
| Database | Type | Strengths | Use Case |
|---|---|---|---|
| Pinecone | Managed | Easy, scalable | Production |
| Weaviate | Managed/Self | Hybrid search | Enterprise |
| Qdrant | Self-hosted | Performance | Privacy-sensitive |
| Chroma | Embedded | Simple, local | Prototyping |
| pgvector | PostgreSQL ext | SQL + vectors | Existing Postgres |
| Azure AI Search | Managed | M365 integration | Azure ecosystem |
| FAISS | Library | Fast, offline | Local/research |
| Index | Speed | Accuracy | Memory |
|---|---|---|---|
| Flat (exact) | Slow | 100% | High |
| IVF | Fast | ~95% | Medium |
| HNSW | Very fast | ~98% | High |
| PQ | Very fast | ~90% | Low |
# Simple top-k retrieval
results = vector_store.similarity_search(query, k=5)
Combine semantic (vector) with keyword (BM25) search:
# Reciprocal Rank Fusion
def hybrid_search(query, k=5, alpha=0.5):
semantic_results = vector_search(query, k=k*2)
keyword_results = bm25_search(query, k=k*2)
# Fuse rankings
scores = {}
for rank, doc in enumerate(semantic_results):
scores[doc.id] = scores.get(doc.id, 0) + alpha * (1 / (rank + 60))
for rank, doc in enumerate(keyword_results):
scores[doc.id] = scores.get(doc.id, 0) + (1-alpha) * (1 / (rank + 60))
return sorted(scores.items(), key=lambda x: -x[1])[:k]
Two-stage retrieval for better precision:
# Stage 1: Fast retrieval (get candidates)
candidates = vector_store.similarity_search(query, k=20)
# Stage 2: Rerank with cross-encoder (more accurate)
reranker = CrossEncoder('cross-encoder/ms-marco-MiniLM-L-6-v2')
scores = reranker.predict([(query, doc.content) for doc in candidates])
reranked = sorted(zip(candidates, scores), key=lambda x: -x[1])[:5]
# Hypothetical Document Embedding (HyDE)
def hyde_search(query):
# Generate hypothetical answer
hypothetical = llm.generate(f"Write a passage that answers: {query}")
# Search using the hypothetical (often better match)
return vector_store.similarity_search(hypothetical, k=5)
# Multi-query retrieval
def multi_query_search(query):
# Generate query variations
variations = llm.generate(f"Generate 3 different ways to ask: {query}")
# Search with each, combine results
all_results = []
for q in variations:
all_results.extend(vector_store.similarity_search(q, k=3))
return deduplicate(all_results)
Add document-level context to each chunk before embedding. An LLM generates a brief summary of how each chunk fits within the full document, prepended to the chunk text. This dramatically improves retrieval accuracy (49% fewer failures in Anthropic's testing).
def add_chunk_context(chunk: str, full_document: str) -> str:
context = llm.generate(
f"Provide a brief context for this chunk within the document.\n\n"
f"Document: {full_document[:2000]}\n\nChunk: {chunk}"
)
return f"{context}\n\n{chunk}"
# Embed the contextualized chunk, not the raw chunk
contextualized_chunks = [add_chunk_context(c, doc) for c in chunks]
For complex knowledge domains, build a knowledge graph alongside vector embeddings. Entities and relationships extracted from documents enable multi-hop reasoning that pure vector search cannot achieve.
# 1. Extract entities and relationships from chunks
# 2. Build graph (Neo4j, networkx, or in-memory)
# 3. At query time: vector search + graph traversal
# 4. Combine results for richer context
# Use when: cross-document reasoning, entity-centric queries,
# "how does X relate to Y?" questions
Use the following context to answer the question. If the context doesn't
contain the answer, say "I don't have information about that."
Context:
{retrieved_documents}
Question: {user_query}
Answer:
You are answering questions based on the provided documentation.
RULES:
1. Only use information from the provided context
2. Quote relevant passages when possible
3. If the context doesn't contain the answer, say so
4. If information is partial, acknowledge limitations
CONTEXT:
---
Source: {doc1.source}
{doc1.content}
---
Source: {doc2.source}
{doc2.content}
---
QUESTION: {query}
Provide your answer with citations to the source documents.
# Include source metadata
for i, doc in enumerate(retrieved_docs):
context += f"[{i+1}] Source: {doc.metadata['source']}\n{doc.content}\n\n"
# Prompt for citations
prompt += "\nCite sources using [1], [2], etc."
Store small chunks for retrieval, but return larger parent context:
# Index small chunks (e.g., 200 tokens)
# But store mapping to parent (e.g., full section)
def retrieve_with_parent(query):
small_chunks = vector_store.search(query, k=3)
parent_ids = set(chunk.metadata['parent_id'] for chunk in small_chunks)
return [doc_store.get(pid) for pid in parent_ids]
Let LLM write the filter query:
# User: "What did we decide about authentication in 2024?"
# LLM generates: {"filter": {"year": 2024, "topic": "authentication"}}
retriever = SelfQueryRetriever(
llm=llm,
vectorstore=vectorstore,
document_content_description="Meeting notes and decisions",
metadata_field_info=[
{"name": "year", "type": "integer"},
{"name": "topic", "type": "string"},
]
)
Let an agent decide when/what to retrieve:
tools = [
Tool("search_docs", "Search internal documentation", search_function),
Tool("search_web", "Search the web for current info", web_search),
Tool("search_code", "Search codebase", code_search),
]
agent = Agent(
llm=llm,
tools=tools,
system_prompt="Decide which sources to search based on the question."
)
| Metric | Measures | Formula |
|---|---|---|
| Recall@K | Found relevant docs | Relevant in top-K / Total relevant |
| Precision@K | Top-K accuracy | Relevant in top-K / K |
| MRR | Rank of first relevant | 1 / rank of first relevant |
| NDCG | Ranking quality | Normalized discounted cumulative gain |
| Metric | Measures | How |
|---|---|---|
| Faithfulness | Grounded in context | Check claims against sources |
| Relevance | Answers the question | Human evaluation |
| Completeness | Covers all aspects | Human evaluation |
| Hallucination rate | Made-up facts | Compare to source docs |
# Using ragas library
from ragas import evaluate
from ragas.metrics import faithfulness, answer_relevancy, context_precision
results = evaluate(
dataset,
metrics=[faithfulness, answer_relevancy, context_precision]
)
| Pitfall | Symptom | Solution |
|---|---|---|
| Chunks too small | Answers lack context | Increase chunk size or use parent retrieval |
| Chunks too large | Irrelevant content included | Decrease size, improve chunking |
| Wrong K value | Too much/little context | Tune K based on evaluation |
| No metadata | Can't filter results | Add source, date, topic metadata |
| Stale index | Outdated answers | Implement refresh pipeline |
| Ignoring retrieved context | Hallucinations | Improve prompt, lower temperature |
# Cache embeddings
embedding_cache = {}
def get_embedding(text):
if text not in embedding_cache:
embedding_cache[text] = embed_model.embed(text)
return embedding_cache[text]
# Cache frequent queries
from functools import lru_cache
@lru_cache(maxsize=1000)
def cached_search(query_hash):
return vector_store.search(query, k=5)
# Log retrieval quality
logger.info({
"query": query,
"retrieved_docs": [d.id for d in results],
"retrieval_time_ms": elapsed,
"rerank_time_ms": rerank_elapsed,
"total_time_ms": total_elapsed
})
| Optimization | Savings |
|---|---|
| Batch embeddings | API calls |
| Cache frequent queries | Compute + API |
| Use smaller embedding model | API cost |
| Compress vectors (PQ) | Storage |
| Filter before semantic search | Compute |