菜单
Forensic financial analysis for A-share fund holdings and portfolio companies. Adapts the original break-trace skill for fund administration context and Chinese market standards. Triggers on "基金持仓核查", "持仓异常", "forensic fund analysis China", "持仓质量分析", or "investigate [fund] holdings".
用 Codex 或 Claude 帮你安装 复制这段 Prompt，粘贴到 Codex、Claude 或其他助手里，让它检查 Skill 页面并帮你完成安装。
基于 SOC 职业分类
| name | china-break-trace |
| description | Forensic financial analysis for A-share fund holdings and portfolio companies. Adapts the original break-trace skill for fund administration context and Chinese market standards. Triggers on "基金持仓核查", "持仓异常", "forensic fund analysis China", "持仓质量分析", or "investigate [fund] holdings". |
Conduct 基金持仓核查 — forensic analysis of fund holdings and portfolio company financials for fund administrators.
wind-mcp（需 WIND_API_KEY 密钥，以 ak_ 开头）get_financials(ticker, "income") → Portfolio company P&L
get_financials(ticker, "balance") → Portfolio company BS
get_financials(ticker, "cashflow") → Portfolio company CF
get_fund_data(fund_code) → Fund holdings
Holdings analysis:
| Security | Ticker | Sector | Allocation | Rating | Risk Flags |
|---|---|---|---|---|---|
Concentration analysis:
| Metric | Value | Limit | Status |
|---|---|---|---|
| Top 10 holdings % | XX% | Typically <50% | |
| Single stock max | XX% | Typically <10% | |
| Sector concentration | XX% |
For each significant holding:
| Check | Result | Notes |
|---|---|---|
| Revenue quality | Pass/Warn/Fail | |
| Profit quality | Pass/Warn/Fail | |
| Cash flow | Pass/Warn/Fail | |
| Balance sheet | Pass/Warn/Fail | |
| Related party | Pass/Warn/Fail | |
| Governance | Pass/Warn/Fail |
Red flag categories:
| Category | Red Flags |
|---|---|
| 财务质量 | Revenue inflation, profit manipulation, cash flow divergence |
| 关联交易 | High related party %, non-arm's length |
| 治理问题 | Ownership concentration, pledge risk |
| 合规问题 | Regulatory penalties, sanctions |
| 流动性 | Low liquidity, suspension risk |
Investigation protocol:
| Flag | Investigation | Resolution |
|---|---|---|
| 应收账款异常 | Review aging, allowance | |
| 存货异常 | Review turnover | |
| 关联交易 | Review agreements | |
| 资金占用 | Review related party balances | |
| 减值波动 | Review timing and amounts |
Holding valuation review:
| Security | Price Source | Last Price | Valuation Method | Concern? |
|---|---|---|---|---|
Valuation concerns:
Regulatory compliance:
| Check | Fund | Status |
|---|---|---|
| Investment scope | Per contract | |
| Concentration limits | Per regulation | |
| Single stock limits | Typically <10% | |
| Sector limits | Per contract | |
| Liquidity requirements | Liquid assets % | |
| Derivatives use | If applicable |
Recommendations:
| Priority | Action | Security | Reason |
|---|---|---|---|
| High | |||
| Medium | |||
| Low |
Report format:
【持仓核查报告】[Fund Name] [Date]
一、持仓概览
[Holdings summary]
二、风险持仓识别
[Flagged securities]
三、深度分析
[Detailed findings]
四、合规检查
[Compliance status]
五、建议措施
[Recommendations]
| Requirement | Content |
|---|---|
| 季报/半年报/年报 | Full holdings disclosure |
| 重大事项公告 | Material changes |
| 临时公告 | Ad-hoc disclosures |
| Issue | Detection | Action |
|---|---|---|
| 持仓集中 | Top 10 > 50% | Review |
| 停牌股票 | Suspended positions | Valuation review |
| 退市风险 | Delisting risk | Consider exit |
| ST持仓 | Distressed securities | Review necessity |
| 流动性不足 | Hard to exit | Assess impact |
Before completing:
Data Source Mode Switch: Set env var
IFIND_DATA_SOURCE_MODEto control data source preference.
ifind-only(strict): Use iFind only, error if unavailableifind-fallback(default): iFind preferred, fallback to AkShareakshare-only: Skip iFind, use AkShare onlywind-only: Wind only, error if unavailablewind-fallback: Wind first, fallback to iFind → AkShare
Build accrual schedules for A-share fund administration. Tracks revenue recognition, expense accruals, and working capital timing for fund accounting. Adapted from the original accrual-schedule skill for fund accounting standards. Triggers on "基金应计项目", "应计计提基金", "accrual schedule fund", "NAV accruals", or "accruals [fund]".
General ledger reconciliation for A-share fund administration. Tracks fund accounting reconciliations including securities, cash, income, and expense accruals. Adapted from the original gl-recon skill for fund accounting standards. Triggers on "基金总账核对", "基金科目核对", "GL reconciliation fund", "fund accounting recon", or "reconcile [fund] books".
Roll forward fund accounting records for new reporting periods. Adapts the original roll-forward skill for Chinese fund administration and reporting requirements. Triggers on "基金账务滚动", "账务更新", "roll forward fund", "update fund books", "基金新期间", or "roll forward [fund] [period]".
Write variance commentary for A-share fund performance and portfolio changes. Adapts the original variance-commentary skill for fund accounting and Chinese fund reporting conventions. Triggers on "基金业绩点评", "组合表现分析", "variance commentary fund", "基金表现分析", "业绩归因", or "commentary on [fund] performance".
万得 Wind 金融数据 MCP 技能 — 44 个工具覆盖 A 股/港美股/基金/指数/债券/公告/宏观/分析 8 大服务域
Query A-share and Chinese financial market data via multiple data sources. Tier-1 paid source is iFind (同花顺, covers stocks/funds/macro/bonds/HK-US/ESG/index-sectors). Tier-2 free source is AkShare (行情/财报/行业/指数). Use whenever the agent needs Chinese financial data — compatible with 沪深 A 股, 科创板, 创业板, 北交所, and 港股通 stocks.