regulatory-lookup

name	regulatory-lookup
description	Routes regulatory framework queries to the correct search filters and provides structured regulatory analysis. Use when the user asks about SFDR, EU Taxonomy, MiFID II, FCA SDR, FCA Consumer Duty, AIFMD, UCITS, SEC rules, or IFRS standards. Supports cross-jurisdiction comparison.

Regulatory Lookup

When to Activate

Trigger when user mentions:

• Any regulation by name: SFDR, EU Taxonomy, MiFID II, FCA SDR, FCA Consumer Duty, AIFMD, UCITS, DORA, EMIR, SEC Marketing Rule, SEC Investment Advisers Act, IFRS 7, IFRS 9
• Regulatory concepts: "sustainability disclosure", "anti-greenwashing", "suitability requirements", "investor protection"
• Cross-jurisdiction questions: "how does EU compare to UK?", "what are the US equivalents?"

Regulation-to-Filter Mapping

When searching search_regulations (SAM_REGULATORY_DOCS), use these filters:

Regulation	REGULATION_ID Filter	JURISDICTION
SFDR	eu_sfdr	EU
EU Taxonomy	eu_taxonomy	EU
MiFID II	eu_mifid_ii	EU
UCITS	eu_ucits	EU
AIFMD II	eu_aifmd_ii	EU
DORA	eu_dora	EU
EMIR III	eu_emir_iii	EU
FCA Consumer Duty	fca_consumer_duty	UK
FCA SDR / Anti-Greenwashing	fca_sdr_anti_greenwashing	UK
SEC Marketing Rule	sec_marketing_rule	US
SEC Private Fund Rules	sec_private_fund_rules	US
SEC Investment Advisers Act	sec_investment_advisers_act	US
IFRS 9	ifrs_9	International
IFRS 7	ifrs_7	International

Cross-Jurisdiction Comparison Workflow

When the user asks to compare regulations across jurisdictions:

1. Search for the EU regulation (filter by JURISDICTION = 'EU')
2. Search for the UK equivalent (filter by JURISDICTION = 'UK')
3. Search for the US equivalent (filter by JURISDICTION = 'US')
4. Present as a comparison table:

Aspect	EU	UK	US
Regulation	[Name]	[Name]	[Name]
Scope	[Who it applies to]	...	...
Key Requirements	[Summary]	...	...
Effective Date	[Date]	...	...

Citation Format

Always cite regulations with:

• Full regulation name
• Article/Section number where applicable
• Effective date
• Example: "Regulation (EU) 2019/2088 (SFDR), Article 6 — Transparency of sustainability risk integration, effective 10 March 2021"

Stopping Points

• After retrieving regulation text: present findings for user review before synthesising cross-jurisdiction comparison
• This skill is often invoked as part of a larger workflow; inherit stopping points from the calling context

Output

Structured regulatory analysis with proper citations following the Citation Format above. For cross-jurisdiction queries, a comparison table.