regulatory-filing

name	regulatory_filing
description	Parse and retrieve SEC/FINRA filings for an entity.
type	tool
category	compliance
tool	{"module":"app.skills.regulatory_filing.tool","function":"regulatory_filing","async":true}
metadata	{"author":"oniva","version":"1.0.0"}
audit-level	basic

Regulatory Filing

Get regulatory filings for a company.

Usage

result = await regulatory_filing(cik="0001018724", filing_type="10-K")

Parameters

Parameter	Type	Required	Default	Description
cik	string	Yes	-	SEC CIK number
filing_type	string	No	"10-K"	Filing type (10-K, 10-Q, 8-K)

Response

{
  "cik": "0001018724",
  "filing_type": "10-K",
  "latest_filing_date": "2023-10-27",
  "url": "https://www.sec.gov/...",
  "summary": "Annual report summary..."
}